Innovax Capital is a licensed corporation (CE Number: BDT371) to carry out Type 1 (dealing in securities) and Type 6 (advising on corporate finance) regulated activities and is an eligible sponsor since 2015.
We are one of the most vibrant financial and securities service providers in Hong Kong. Our services mainly include:
(i) Corporate finance advisory services: we act as sponsors to companies pursuing listing on the Main Board and GEM. We are a licensed sponsor with seven registered Principals and a professional team of  licensed representatives.
(ii) Financial and independent financial advisory services: we act as (i) financial advisers to clients to advise them on the terms and structures of the proposed transactions, and the relevant implications and compliance matters under the Hong Kong regulatory framework including the Listing Rules, the GEM Listing Rules and the Takeovers Code; or (ii) independent financial advisers giving opinions or recommendations to the independent board committee and independent shareholders of listed companies.
(iii) Compliance advisory services: we act as compliance advisers to listed companies on the Main Board or GEM and advise them on post-listing compliance matters.
(iv) Placing and underwriting services: we provide placing and underwriting services by acting as (i) placing or sub-placing agent for issue of new shares by listed companies; and (ii) global coordinator or bookrunner or lead manager or underwriter for IPOs of listing applicants.